Ray Au
,

Vice President, Wealth Management Advisor
NMLS #1336270

401 Union St
Seattle, WA 98101
206.464.5626
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Accessible, knowledgeable and experienced, I am committed to building and maintaining a strong relationship with you. I am passionate about what I do and I bring that passion to helping you and your family make what may be the most important financial decisions of your lives.
Profile

Ray and his team of investment industry professionals bring you their financial knowledge and the global investment capabilities of Merrill.  Having a Merrill advisor means you can expect one-on-one collaboration with a personalized wealth plan plus access to banking solutions from Bank of America. With 17 years in the financial services industry, Ray joined Merrill in 2022. He has experience with corporate benefit programs, including equity compensation, defined benefit, defined contribution and nonqualified deferred compensation plans. Ray Au can help corporate executives integrate their corporate benefits into a long-term financial approach. Community involvement is an integral part of how we interact with clients and communities. We are enthusiastically involved with volunteering and fundraising for organizations such as Seattle Metro Chamber and Downtown Seattle Association . Let us show you how our professionalism and dedicated client service could benefit you and your family. Contact us at your earliest convenience.

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About Me
Welcome

My mission, first and foremost, is to understand you and what matters most to you. Armed with that information I can ask thoughtful questions -- listening carefully, then understanding in detail where your wealth stands today and where you'd like it to be tomorrow. I help you design and implement a personalized plan intended to help you and your family pursue financial goals while helping manage investment risk. My approach is to focus on potential solutions that can help turn goals into reality.

Meet Our Professional Staff
Jennifer K Engle
Registered Wealth Management Client Associate
206.464.2652
Additional Resources
The following specialists do not make securities recommendations. Please contact your Merrill Lynch Wealth Management Advisor if you have questions about how a specialist might be able to assist you.
Jaimee Ranola
Wealth Management Banking Specialist
Merrill
Nicholas Riebli
Wealth Management Lending Officer
Bank of America, N.A.
NMLS #695364
About Merrill

Bringing fresh perspectives to your financial life

The financial decisions you make today can help determine the future you build for yourself and your family. Carving a clear path forward starts with connecting your life and finances. A Merrill advisor provides access to the investing insights of Merrill and banking capabilities of Bank of America to help you make informed decisions as you pursue your goals.

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Accredited Wealth Management Advisor™, AWMA™, and the AWMA™ logo certification marks or registered certification marks of The College for Financial Planning Institutes Corp. in the United States.
Investments & Wealth Institute™ (The Institute) is the owner of the certification marks CPWA® and Certified Private Wealth Advisor®. Use of CPWA®, and/or Certified Private Wealth Advisor® signifies that the user has successfully completed the Institute’s initial and ongoing credentialing requirements for wealth advisors.
Ray Au is registered to do business in AZ, CA, CO, DE, FL, HI, MA, NH, NJ, NY, OR, TX, WA.