Frank Di Rocco
Managing Director, Private Wealth Advisor
NMLS #1126133
701 Brickell Avenue
Floor 11
Miami FL 33131
(305) 530.3612
Learn more about an advisor's background on
As your Merrill advisor, I can provide you with advice and guidance to help you develop a personalized financial strategy — and help you consider your risk tolerance, time horizon and liquidity needs.
Profile

Frank joined Merrill in 1981. He provides advice and guidance for the investment side of wealth structuring issues, as well as strategies for concentrated stock positions, executive compensation, concentrated business-interest risk, trusts and other fiduciary structures. He works closely with clients' tax planners, trust attorneys, family offices, trustees, and accountants with his client’s permission.

Frank holds the Certified Portfolio Manager® designation through Columbia University and The Academy of Certified Portfolio Managers. He also holds the Certified Private Wealth Advisor® designation through the Investments & Wealth Institute at the University off Chicago Booth School. He completed his Bachelor’s Degrees in Political Science and Economics and participated in the Master’s Degree in Applied Economics program at the University of Central Florida. He is fluent in Italian, Spanish, Portuguese, and English and is conversational in a few more languages.

Merrill Sports & Entertainment Advisor

Named to Forbes "Best-in-State Wealth Advisors" list 2019-2023.

Published annually Jan-April. Rankings based on data as of June 30 of prior year.
Forbes “Best-in-State Wealth Advisors” list. Opinions provided by SHOOK® Research, LLC and is based on in-person, virtual and telephone due-diligence meetings that measure best practices, client retention, industry experience, credentials, compliance records, firm nominations, assets under management and Firm-generated revenue (investment performance is not a criterion). SHOOK’s rankings are available for client evaluation only, are not indicative of future performance and do not represent any one client’s experience and available for investor help in evaluating the right financial advisor. Compensation was not received from anyone for the study. Past performance does not guarantee future results. Details available at www.SHOOKresearch.com. SHOOK is a registered trademark of SHOOK Research, LLC.

 
I follow the deep-seated Merrill tradition of participating in the communities we serve. This drives my interest in spending time volunteering with organizations in our community.

Recognition
Forbes "Best-in-State Wealth Advisors", 2019-2023
(Published annually Jan – April. Rankings based on data as of June 30 of prior year.)
Click here to learn more about advisor recognitions
About Me
Welcome

Our Mission, first and foremost, is to deliver world class service, knowledge-based potential solutions, and the power of the organization to the sports and entertainment centric clientele.We accomplish this by harnessing the comprehensive approach that only a sophisticated institution such as Merrill, along with the banking solutions of Bank of America, can bring to the table.

Meet Our Professional Staff
Stefano Di Rocco,

SE-AWMA™

Assistant Vice President, Private Wealth Business Development Specialist
305.530.3645
Abraham Capote
Officer, Registered Private Wealth Client Associate
305.530.3642
Additional Resources
The following specialists do not make securities recommendations. Please contact your Merrill Lynch Wealth Management Advisor if you have questions about how a specialist might be able to assist you.
Michael Duffy
Private Wealth Strategies Advisor
Awilda Cruz
Wealth Management Banking Specialist
Merrill
Carlos Sacerio
Wealth Management Lending Officer
Bank of America, N.A.
NMLS #1285843
Sign Up for Perspectives Monthly E-Newsletter
Get the latest investment insights, tips and strategies to help you live your best financial life
Sign Up
CPM® and Certified Portfolio Manager® are registered service marks of the Academy of Certified Portfolio Managers.
Frank Di Rocco is registered to do business in AR, AZ, CA, CO, DE, FL, GA, MA, ME, NC, NJ, NV, NY, OR, PA, PR, SD, TX, UT, VI, WY.
Investments & Wealth Institute™ (The Institute) is the owner of the certification marks CPWA® and Certified Private Wealth Advisor®. Use of CPWA®, and/or Certified Private Wealth Advisor® signifies that the user has successfully completed the Institute’s initial and ongoing credentialing requirements for wealth advisors.